SEC Form 4 · accession 0001140361-17-034022
Aspira Women's Health Inc. · AWHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
ORACLE INSTITUTIONAL PARTNERS L P
10% Owner · Other
Larry N Feinberg
10% Owner · Other
ORACLE PARTNERS LP
10% Owner · Other
ORACLE INVESTMENT MANAGEMENT INC
10% Owner · Other
Oracle Associates LLC
10% Owner · Other
Oracle Ten Fund Master, LP
10% Owner · Other
Period of report
Aug 31, 2017
Accepted (ET)
Aug 31, 2017 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2017 | X | 583,333 | $1.00 | A | 9,825,289 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to acquire Common StockF2,F1 | $1.00 | Aug 31, 2017 | X | 583,333 | D | Aug 25, 2017 | Aug 31, 2017 | Common Stock | 583,333 | 0 | I |
| Warrants to acquire Common StockF3 | $1.80 | holding | — | — | — | Aug 17, 2017 | Feb 17, 2022 | Common Stock | 436,298 | 436,298 | I |
Explanation of responses
- F1See Exhibit 99.1, Note1.
- F2See Exhibit 99.1, Note 2.
- F3See Exhibit 99.1, Note 3.
Remarks
* See Exhibit 99.1, Note 4. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information and Signatures