SEC Form 4 · accession 0001140361-16-048483
Aspira Women's Health Inc. · AWHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack W Schuler
10% Owner
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F3 | Jan 20, 2016 | P | 24,700 | $1.44 | A | 2,144,496 | I | See footnote |
| Common Stock, par value $0.001 per shareF2,F3 | Jan 21, 2016 | P | 6,000 | $1.53 | A | 2,150,496 | I | See footnote |
| Common Stock, par value $0.001 per share | holding | — | — | — | 6,673,029 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $1.37 to $1.55. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F2The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $1.52 to $1.57. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F3These shares of common stock are directly owned by the Jack W. Schuler Living Trust. Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.