SEC Form 4 · accession 0001140361-15-028109
Aspira Women's Health Inc. · AWHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henri George Schuler
10% Owner
Period of report
Jul 17, 2015
Accepted (ET)
Jul 21, 2015 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F7 | Jul 17, 2015 | P | 51,020 | $1.96 | A | 1,838,556 | I | By Tino Hans Schuler Trust |
| Common Stock, par value $0.001 per shareF2,F7 | Jul 17, 2015 | P | 51,020 | $1.96 | A | 1,838,556 | I | By Tanya Eve Schuler Trust |
| Common Stock, par value $0.001 per shareF3,F7 | Jul 17, 2015 | P | 51,020 | $1.96 | A | 1,838,556 | I | By Therese Heidi Schuler Trust |
| Common Stock, par value $0.001 per shareF4,F7 | Jul 17, 2015 | P | 51,020 | $1.96 | A | 239,908 | I | By Schuler GC 2010 Continuation Trust |
| Common Stock, par value $0.001 per shareF5,F7 | Jul 17, 2015 | P | 51,020 | $1.96 | A | 239,908 | I | By Schuler Grandchildren LLC |
| Common Stock, par value $0.001 per shareF6,F7 | holding | — | — | — | 141,304 | I | By Seascape Partners L.P. | |
| Common Stock, par value $0.001 per shareF7 | holding | — | — | — | 26,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of common stock ("Shares") are directly owned by the Tino Hans Schuler Trust. H. George Schuler is the sole trustee of the Tino Hans Schuler Trust.
- F2These Shares are directly owned by the Tanya Eve Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eve Schuler Trust.
- F3These Shares are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust.
- F4These Shares are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust.
- F5These Shares are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC.
- F6These Shares are directly owned by Seascape Partners L.P., a family limited partnership. H. George Schuler is the manager of Seascape Partners L.P.
- F7The reporting person disclaims beneficial ownership of these Shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.