SEC Form 4 · accession 0000905148-17-000783
Aspira Women's Health Inc. · AWHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack W Schuler
10% Owner
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Aug 31, 2017 | X | 773,003 | $1.00 | A | 3,905,223 | I | See footnote |
| Common Stock, par value $0.001 | holding | — | — | — | 6,673,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy)F1 | $1.00 | Aug 31, 2017 | X | 773,003 | D | Aug 25, 2017 | Aug 31, 2017 | Common Stock | 773,003 | 0 | I |
Explanation of responses
- F1These shares of common stock are directly owned by the Jack W. Schuler Living Trust. Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.