SEC Form 4 · accession 0000905148-17-000775

Aspira Women's Health Inc. · AWHL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Henri George Schuler

10% Owner

Period of report

Aug 25, 2017

Accepted (ET)

Aug 29, 2017 · 4:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000926617

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001^F1,F7	holding	—	—	—	2,325,319	I	By Tino Hans Schuler Trust
Common Stock, par value $0.001^F2,F7	holding	—	—	—	2,325,319	I	By Tanya Eva Schuler Trust
Common Stock, par value $0.001^F3,F7	holding	—	—	—	2,325,319	I	By Therese Heidi Schuler Trust
Common Stock, par value $0.001^F4,F7	holding	—	—	—	726,671	I	By Schuler GC 2010 Continuation Trust
Common Stock, par value $0.001^F5,F7	holding	—	—	—	239,908	I	By Schuler Grandchildren LLC
Common Stock, par value $0.001^F6,F7	holding	—	—	—	141,304	I	By Seascape Partners L.P.
Common Stock, par value $0.001^F7	holding	—	—	—	26,000	I	By spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (Right to Buy)^F8,F1,F7	$2.00	Aug 25, 2017	H	571,702	D	Jun 23, 2015	Dec 23, 2017	Common Stock	571,702	0	I
Warrants (Right to Buy)^F8,F1,F7,F9	$1.00	Aug 25, 2017	P	571,702	A	Aug 25, 2017	Aug 31, 2017	Common Stock	571,702	571,702	I
Warrants (Right to Buy)^F8,F2,F7	$2.00	Aug 25, 2017	H	571,702	D	Jun 23, 2015	Dec 23, 2017	Common Stock	571,702	0	I
Warrants (Right to Buy)^F8,F2,F7,F9	$1.00	Aug 25, 2017	P	571,702	A	Aug 25, 2017	Aug 31, 2017	Common Stock	571,702	571,702	I
Warrants (Right to Buy)^F8,F3,F7	$2.00	Aug 25, 2017	H	571,702	D	Jun 23, 2015	Dec 23, 2017	Common Stock	571,702	0	I
Warrants (Right to Buy)^F8,F3,F7,F9	$1.00	Aug 25, 2017	P	571,702	A	Aug 25, 2017	Aug 31, 2017	Common Stock	571,702	571,702	I
Warrants (Right to Buy)^F8,F4,F7	$2.00	Aug 25, 2017	H	113,332	D	Jun 23, 2015	Dec 23, 2017	Common Stock	113,332	0	I
Warrants (Right to Buy)^F8,F4,F7,F9	$1.00	Aug 25, 2017	P	113,332	A	Aug 25, 2017	Aug 31, 2017	Common Stock	113,332	113,332	I
Warrants (Right to Buy)^F8,F5,F7	$2.00	Aug 25, 2017	H	113,332	D	Jun 23, 2015	Dec 23, 2017	Common Stock	113,332	0	I
Warrants (Right to Buy)^F8,F5,F7,F9	$1.00	Aug 25, 2017	P	113,332	A	Aug 25, 2017	Aug 31, 2017	Common Stock	113,332	113,332	I
Warrants (Right to Buy)^F1,F7	$1.80	holding	—	—	—	Aug 17, 2017	Feb 17, 2022	Common Stock	365,072	365,072	I
Warrants (Right to Buy)^F2,F7	$1.80	holding	—	—	—	Aug 17, 2017	Feb 17, 2022	Common Stock	365,072	365,072	I
Warrants (Right to Buy)^F3,F7	$1.80	holding	—	—	—	Aug 17, 2017	Feb 17, 2022	Common Stock	365,072	365,072	I
Warrants (Right to Buy)^F4,F7	$1.80	holding	—	—	—	Aug 17, 2017	Feb 17, 2022	Common Stock	365,072	365,072	I

Explanation of responses

F1These shares of Common Stock ("Shares") and Warrants to acquire Common Stock ("Warrants") are directly owned by the Tino Hans Schuler Trust. H. George Schuler is the sole trustee of the Tino Hans Schuler Trust.
F2These Shares and Warrants are directly owned by the Tanya Eva Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eva Schuler Trust.
F3These Shares and Warrants are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust.
F4These Shares and Warrants are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust.
F5These Shares and Warrants are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC.
F6These Shares are directly owned by Seascape Partners L.P., a family limited partnership. H. George Schuler is the manager of Seascape Partners L.P.
F7The reporting person disclaims beneficial ownership of these Shares and Warrants except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the Shares and Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F8The reported transactions involved an amendment of an outstanding warrant to reduce the exercise price from $2.00 to $1.00 per share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new warrant.
F9To the extent that any part of this warrant is not exercised by August 31, 2017, the exercise price of the warrant will revert to $2.00 per share and the warrant will expire on December 23, 2017.