SEC Form 4 · accession 0000905148-17-000774

Aspira Women's Health Inc. · AWHL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Aug 25, 2017

Accepted (ET)

Aug 29, 2017 · 4:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000926617

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001^F1	holding	—	—		—	3,132,220	I	See footnote
Common Stock, par value $0.001	holding	—	—		—	6,673,029	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (Right to Buy)^F2,F1	$2.00	Aug 25, 2017	H	773,003	D	Jun 23, 2015	Dec 23, 2017	Common Stock	773,003	0	I
Warrants (Right to Buy)^F2,F1,F3	$1.00	Aug 25, 2017	P	773,003	A	Aug 25, 2017	Aug 31, 2017	Common Stock	773,003	773,003	I

F1These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Jack W. Schuler Living Trust. Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.
F2The two reported transactions involved an amendment of an outstanding warrant to reduce the exercise price from $2.00 to $1.00 per share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new warrant.
F3To the extent that any part of this warrant is not exercised by August 31, 2017, the exercise price of the warrant will revert to $2.00 per share and the warrant will expire on December 23, 2017.