SEC Form 4 · accession 0000905148-17-000363

Aspira Women's Health Inc. · AWHL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Feb 13, 2017

Accepted (ET)

Feb 15, 2017 · 5:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000926617

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001^F1,F7	Feb 13, 2017	P	486,763	$1.40	A	2,325,319	I	By Tino Hans Schuler Trust
Common Stock, par value $0.001^F2,F7	Feb 13, 2017	P	486,763	$1.40	A	2,325,319	I	By Tanya Eve Schuler Trust
Common Stock, par value $0.001^F3,F7	Feb 13, 2017	P	486,763	$1.40	A	2,325,319	I	By Therese Heidi Schuler Trust
Common Stock, par value $0.001^F4,F7	Feb 13, 2017	P	486,763	$1.40	A	726,671	I	By Schuler GC 2010 Continuation Trust
Common Stock, par value $0.001^F5,F7	holding	—	—		—	239,908	I	By Schuler Grandchildren LLC
Common Stock, par value $0.001^F6,F7	holding	—	—		—	141,304	I	By Seascape Partners L.P.
Common Stock, par value $0.001^F7	holding	—	—		—	26,000	I	By spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (Right to buy)^F1,F7	$1.80	Feb 13, 2017	P	365,072	A	Aug 17, 2017	Feb 17, 2022	Common Stock	365,072	365,072	I
Warrants (Right to buy)^F2,F7	$1.80	Feb 13, 2017	P	365,072	A	Aug 17, 2017	Feb 17, 2022	Common Stock	365,072	365,072	I
Warrants (Right to buy)^F3,F7	$1.80	Feb 13, 2017	P	365,072	A	Aug 17, 2017	Feb 17, 2022	Common Stock	365,072	365,072	I
Warrants (Right to buy)^F4,F7	$1.80	Feb 13, 2017	P	365,072	A	Aug 17, 2017	Feb 17, 2022	Common Stock	365,072	365,072	I
Warrants (Right to buy)^F1,F7	$2.00	holding	—	—	—	Jun 23, 2015	Dec 23, 2017	Common Stock	571,702	571,702	I
Warrants (Right to buy)^F2,F7	$2.00	holding	—	—	—	Jun 23, 2015	Dec 23, 2017	Common Stock	571,702	571,702	I
Warrants (Right to buy)^F3,F7	$2.00	holding	—	—	—	Jun 23, 2015	Dec 23, 2017	Common Stock	571,702	571,702	I
Warrants (Right to buy)^F4,F7	$2.00	holding	—	—	—	Jun 23, 2015	Dec 23, 2017	Common Stock	113,332	113,332	I
Warrants (Right to buy)^F5,F7	$2.00	holding	—	—	—	Jun 23, 2015	Dec 23, 2017	Common Stock	113,332	113,332	I

F1These shares of common stock ("Shares") are directly owned by the Tino Hans Schuler Trust. H. George Schuler is the sole trustee of the Tino Hans Schuler Trust.
F2These Shares are directly owned by the Tanya Eve Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eve Schuler Trust.
F3These Shares are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust.
F4These Shares are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust.
F5These Shares are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC.
F6These Shares are directly owned by Seascape Partners L.P., a family limited partnership. H. George Schuler is the manager of Seascape Partners L.P.
F7The reporting person disclaims beneficial ownership of these Shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.