SEC Form 4 · accession 0000905148-17-000362
Aspira Women's Health Inc. · AWHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack W Schuler
10% Owner
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Feb 13, 2017 | P | 974,081 | $1.40 | A | 3,132,220 | I | See footnote |
| Common Stock, par value $0.001 | holding | — | — | — | 6,673,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to buy)F1 | $1.80 | Feb 13, 2017 | P | 730,560 | A | Aug 17, 2017 | Feb 17, 2022 | Common Stock | 730,560 | 730,560 | I |
| Warrants (Right to buy)F1 | $2.00 | holding | — | — | — | Jun 23, 2015 | Dec 23, 2017 | Common Stock | 773,003 | 773,003 | I |
Explanation of responses
- F1These shares of common stock are directly owned by the Jack W. Schuler Living Trust. Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.