SEC Form 4 · accession 0001628280-18-010230
MIND TECHNOLOGY, INC · MIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Capps
Officer — Co-CEO and CFO · Director
Period of report
Jul 31, 2018
Accepted (ET)
Aug 1, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| MII Common StockF1 | Jul 31, 2018 | P | 10,000 | $3.99 | A | 41,930 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is an average price. These shares were purchased in multiple transactions at prices ranging from $3.89 to $4.00, inclusive. The reporting person undertakes to provide to Mitcham Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this Form 4.