SEC Form 4 · accession 0001437749-15-017165
MIND TECHNOLOGY, INC · MIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
MIDWOOD CAPITAL MANAGEMENT LLC
10% Owner
Period of report
Sep 8, 2015
Accepted (ET)
Sep 11, 2015 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 10, 2015 | P | 50,000 | $3.8475 | A | 1,327,727 | I | See footnotes |
| Common Stock | holding | — | — | — | 3,650 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- F2Represents shares held for the accounts of private investment funds and managed accounts for which the Reporting Person serves as investment adviser.