SEC Form 4 · accession 0001209191-17-012130
MIND TECHNOLOGY, INC · MIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Capps
Officer — Co-CEO and CFO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926423
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $4.62 | Feb 15, 2017 | A | 90,000 | A | — | Feb 15, 2027 | MII Common Stock | 90,000 | 90,000 | D |
Explanation of responses
- F1Options vest 1/3 on February 15,2018, 1/3 on February 15,2019 and 1/3 on February 15,2020.