SEC Form 4 · accession 0001209191-16-091485
MIND TECHNOLOGY, INC · MIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Capps
Officer — Chief Financial Officer · Director
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926423
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $2.80 | Jan 12, 2016 | A | 60,000 | A | — | Jan 12, 2026 | MII Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Options vest 1/3 on January 12,2017, 1/3 on January 12,2018 and 1/3 on January 12,2019.