SEC Form 4 · accession 0001209191-15-074858
MIND TECHNOLOGY, INC · MIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Glanville
Director
Period of report
Oct 6, 2015
Accepted (ET)
Oct 8, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926423
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $3.88 | Oct 6, 2015 | A | 30,000 | A | — | Oct 6, 2015 | MII Common Stock | 30,000 | 30,000 | D |
| Option to Purchase Common StockF1 | $5.00 | Oct 6, 2015 | A | 15,000 | A | — | Oct 6, 2025 | MII Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Options vest 1/3 on October 6,2016, 1/3 on October 6,2017 and 1/3 on October 6,2018.