SEC Form 4 · accession 0001209191-15-059592
MIND TECHNOLOGY, INC · MIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter H Blum
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| MIND common stockF1 | Jul 1, 2015 | P | 20,000 | $3.97 | A | 458,773 | D | |
| MIND common stockF2 | Jul 2, 2015 | P | 7,451 | $3.92 | A | 466,224 | D | |
| MIND common stockF3 | holding | — | — | — | 6,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is an average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $3.99, inclusive. The reporting person undertakes to provide to Mitcham Industries, Inc., or the staff of the Securities and Exchange Commission,upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this Form 4.
- F2The price reported is an average price. These shares were purchased in multiple transactions at prices ranging from $3.88 to $3.96, inclusive. The reporting person undertakes to provide to Mitcham Industries, Inc., or the staff of the Securities and Exchange Commission,upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) of this Form 4.
- F3Includes 6,000 shares owned by Mr. Blum's spouse.
Remarks
See attached footnotes page.