SEC Form 4 · accession 0001209191-15-048023
MIND TECHNOLOGY, INC · MIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Guy Rogers
Officer — VP - Business Development
Period of report
May 27, 2015
Accepted (ET)
May 29, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926423
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $5.00 | May 27, 2015 | A | 20,000 | A | — | May 27, 2025 | MII Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Options vest 1/3 on May 27,2016, 1/3 on May 27,2017 and 1/3 on May 13,2018.