SEC Form 4 · accession 0001179110-17-011961
OMNICELL, INC. · OMCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall A Lipps
Officer — Chairman, President, and CEO · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 1, 2017 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Sep 1, 2017 | M | 10,625 | $0.00 | A | 192,176 | D | |
| Common StockF4 | Sep 1, 2017 | S | 10,625 | $52.0035 | D | 181,551 | D | |
| Common StockF5 | holding | — | — | — | 181,551 | D | ||
| Common StockF1 | holding | — | — | — | 393,228 | I | In Trust with Wife | |
| Common StockF2 | holding | — | — | — | 15,549 | I | In Trust for Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Options (right to buy)F3 | $25.08 | Sep 1, 2017 | M | 10,625 | A | Feb 4, 2015 | Feb 3, 2024 | Common Stock | 10,625 | 10,625 | D |
Explanation of responses
- F1Shares held in trust with Mr. Lipps' wife.
- F2Shares held in trust for the benefit of Mr. Lipps' children.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading Plan.
- F4The price reported in Column 4 is the average price and the shares sold between $52.00 to $52.0050. The reporting person undertakes to provide to Omnicell, Inc., any security holder of Omnicell, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F515,000 Founders shares transferred to Gift account.