SEC Form 4 · accession 0001179110-16-031873
OMNICELL, INC. · OMCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan S Johnston
Officer — EVP-Chief Legal & Admin Off
Period of report
Nov 18, 2016
Accepted (ET)
Nov 18, 2016 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Nov 18, 2016 | S | 6,000 | $33.6433 | D | 52,877 | D | |
| Common StockF2 | Nov 18, 2016 | M | 2,850 | $0.00 | A | 55,727 | D | |
| Common StockF2,F3 | Nov 18, 2016 | S | 2,850 | $33.6604 | D | 52,877 | D | |
| Common Stock | holding | — | — | — | 58,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Options (right to buy)F2 | $14.10 | Nov 18, 2016 | M | 2,850 | A | Feb 2, 2012 | Feb 2, 2021 | Common Stock | 2,850 | 2,850 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold between $33.45 to $33.95. The reporting person undertakes to provide to Omnicell, Inc., any security holder of Omnicell, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F3The price reported in Column 4 is a weighted average price. These shares were sold between $33.50 to $33.90. The reporting person undertakes to provide to Omnicell, Inc., any security holder of Omnicell, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.