SEC Form 4 · accession 0001766181-19-000014
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Stanton
Officer — CEO · Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Feb 21, 2019 | A | 575 | A | — | — | Common Stock | 575 | 93,960 | D |
Explanation of responses
- F1Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.
- F2The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.