SEC Form 4 · accession 0001209191-17-001393

ADTRAN Holdings, Inc. · ADTN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 17, 2016

Accepted (ET)

Jan 4, 2017 · 6:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000926282

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 31, 2016	M	90	—	A	33,815	D
Common Stock^F1	Dec 31, 2016	D	1	$22.35	D	33,801	D
Common Stock	Dec 31, 2016	A	4,027	$0.00	A	37,841	D
Common Stock	holding	—	—		—	23,328	I	by Trust
Common Stock	holding	—	—		—	5,421	I	by Spouse
Common Stock	holding	—	—		—	6	I	by Spouse as UTMA custodian for granddaughter
Common Stock	holding	—	—		—	6	I	by Spouse as UTMA custodian for grandson

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Rights^F2	—	Nov 17, 2016	A	21	A	—	—	Common Stock	90	90	D
Dividend Equivalent Rights^F1	—	Dec 31, 2016	M	90	D	—	—	Common Stock	90	0	D

F1Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F2The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.