SEC Form 4/A · accession 0001209191-16-120496
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Anthony J. Melone
Director
Period of report
Feb 8, 2016
Accepted (ET)
May 16, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2016 | A | 2,187 | $0.00 | A | 2,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF3 | — | May 12, 2016 | A | 11 | A | — | — | Common Stock | 11 | 11 | D |
Explanation of responses
- F1This Form 4 is being filed to (1)amend the reporting person's Form 4 filed February 10, 2016, which incorrectly reported the number of shares granted to the reporting person on February 8, 2016, and (2) to report a new acquisition of dividend equivalent rights on May 12, 2016.
- F2Represents a grant of restricted stock that vests at 100% on the 1st anniversary of the grant.
- F3The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.