SEC Form 4 · accession 0001209191-16-087930

ADTRAN Holdings, Inc. · ADTN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2015

Accepted (ET)

Jan 4, 2016 · 5:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000926282

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 31, 2015	M	76	—	A	29,079	D
Common Stock^F1	Dec 31, 2015	D	0	$17.22	D	29,079	D
Common Stock^F2	Dec 31, 2015	A	4,646	$0.00	A	33,725	D
Common Stock	holding	—	—		—	23,328	I	by Trust
Common Stock	holding	—	—		—	5,421	I	by Spouse
Common Stock	holding	—	—		—	6	I	by Spouse as UTMA custodian for granddaughter
Common Stock	holding	—	—		—	6	I	by Spouse as UTMA custodian for grandson

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Rights^F1	—	Dec 31, 2015	M	76	D	—	—	Common Stock	76	0	D

F1Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F2Represents a grant of restricted stock that vests at 100% on the 1st anniversary of the grant.