SEC Form 4 · accession 0001209191-15-085124
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger D Shannon
Officer — Sr VP Finance and CFO
Period of report
Nov 14, 2015
Accepted (ET)
Dec 14, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $15.33 | Nov 14, 2015 | A | 26,092 | A | Nov 14, 2016 | Nov 14, 2025 | Common Stock | 26,092 | 26,092 | D |
| Non-QualifiedF1 | $15.33 | Nov 14, 2015 | A | 3,908 | A | Nov 14, 2016 | Nov 14, 2025 | Common Stock | 3,908 | 3,908 | D |
Explanation of responses
- F1The option vests in four equal and annual installments beginning on the first anniversary date of the grant as shown in column 6.