SEC Form 5 · accession 0001209191-15-014725
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eduard Scheiterer
Officer — Sr VP & Managing Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $18.97 | Nov 14, 2014 | A | 5,002 | A | Nov 14, 2015 | Nov 14, 2024 | Common Stock | 5,002 | 5,002 | D |
| Non-QualifiedF1 | $18.97 | Nov 14, 2014 | A | 4,998 | A | Nov 14, 2015 | Nov 14, 2024 | Common Stock | 4,998 | 4,998 | D |
| Incentive Stock OptionF1 | $23.64 | holding | — | — | — | Nov 2, 2014 | Nov 2, 2023 | Common Stock | 1,587 | 1,587 | D |
| Non-Qualified Stock OptionF1 | $23.64 | holding | — | — | — | Nov 2, 2014 | Nov 2, 2023 | Common Stock | 2,963 | 2,963 | D |
| Incentive Stock Option (Right to Buy)F1 | $27.75 | holding | — | — | — | Jul 10, 2013 | Jul 10, 2022 | Common Stock | 13,900 | 13,900 | D |
Explanation of responses
- F1The option vests in four equal and annual installments beginning on the first anniversary date of the grant.
- F2The reporting person owned the options on June 1, 2014, the date on which the reporting person became an officer of the issuer.