SEC Form 4 · accession 0001209191-15-001451
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn A Walker
Director
Period of report
Aug 14, 2014
Accepted (ET)
Jan 5, 2015 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2014 | A | 3,670 | $0.00 | A | 7,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2 | — | Aug 14, 2014 | M | 15 | A | — | — | Common Stock | 15 | 0 | D |
| Dividend Equivalent RightsF2 | — | Nov 13, 2014 | M | 18 | A | — | — | Common Stock | 33 | 0 | D |
Explanation of responses
- F1Represents a grant of restricted stock that vests at 100% on the 1st anniversary of the grant.
- F2Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.