SEC Form 4/A · accession 0001179022-18-000094
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Denson Wilson Jr.
Officer — SVP Technology & Strategy
Period of report
Nov 9, 2018
Accepted (ET)
Nov 21, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2018 | A | 9,179 | $0.00 | A | 15,119 | D | |
| Common StockF3 | Nov 11, 2018 | F | 431 | $14.12 | D | 14,688 | D | |
| Common StockF3 | Nov 12, 2018 | F | 475 | $13.45 | D | 14,213 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.
- F2The reporting person is filing this amendment to correct the number of shares of common stock acquired on November 9, 2018. The reporting person previously reported the acquisition on November 9, 2018 of 9,407 shares of common stock as reported on a Form 4 filed on November 16, 2018. The actual number of shares of common stock acquired on November 9, 2018 was 9,179.
- F3On November 16, 2018, the reporting person mistakenly filed a Form 4 reporting a sale of 1,468 shares of common stock on November 11, 2018 and a sale of 1,615 on November 12, 2018, which sales did not in fact occur. Instead, on November 11, 2018, the issuer withheld 431 shares of common stock in connection with the vesting of a previously reported award, and on November 12, 2018, the issuer withheld 475 shares of common stock in connection with the vesting of a previously reported award.