SEC Form 4/A · accession 0001179022-18-000090
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Foliano
Officer — Sr VP, Global Operations
Period of report
Nov 18, 2018
Accepted (ET)
Nov 20, 2018 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2018 | A | 1,662 | $0.00 | A | 12,774 | D | |
| Common Stock | holding | — | — | — | 227 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | holding | — | — | — | — | — | Common stock | — | 16,410 | D |
Explanation of responses
- F1On November 20, 2018, the reporting person filed a Form 4 incorrectly reporting the acquisition of 1,662 shares of Phantom Stock on November 18, 2018, which shares should have been reported as the acquisition of shares of Common Stock. In addition to correcting such transaction, this amendment shows the correct number of shares of Phantom Stock owned by the reporting person.