SEC Form 4 · accession 0001179022-18-000017
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Fenwick Huss
Director
Period of report
Feb 14, 2018
Accepted (ET)
Feb 15, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 28,061 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2 | — | Feb 14, 2018 | D | 26 | A | — | — | Common Stock | 26 | 26 | D |
Explanation of responses
- F1The Form 4 filed on January 2, 2018 incorrectly stated the total number of shares of common stock beneficially owned by the Reporting Person in column 5. The total number of shares of common stock beneficially owned following the transactions reported on such Form 4 should have been 28,061 as indicated here.
- F2The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.