SEC Form 4 · accession 0001437749-26-021597
BioCardia, Inc. · BCDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon H Stertzer
Director
Period of report
Jun 22, 2026
Accepted (ET)
Jun 24, 2026 · 6:16 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000925741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2026 | P | 70,200 | $0.92 | A | 127,338 | D | |
| Common StockF2 | Jun 23, 2026 | P | 39,000 | $1.00 | A | 166,338 | D | |
| Common StockF3 | holding | — | — | — | 59,204 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 591,054 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 777 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 6,102 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $0.90 to $0.97 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.
- F2This transaction was executed in multiple trades ranging from $1.00 to $1.01 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.
- F3These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
- F4These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
- F5These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
- F6These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.