SEC Form 3 · accession 0001437749-19-000284
BioCardia, Inc. · BCDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stertzer Family Trust
10% Owner
Period of report
Dec 24, 2018
Accepted (ET)
Jan 3, 2019 · 9:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,278,274 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy) | $0.75 | holding | — | — | — | Dec 24, 2018 | Dec 24, 2023 | Common Stock | 833,333 | — | D |
Remarks
Exhibit List: Exhibit 24 - Power of Attorney