SEC Form 4/A · accession 0001437749-18-017489
BioCardia, Inc. · BCDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Simon H Stertzer
Director
Period of report
Sep 18, 2018
Accepted (ET)
Sep 26, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 18, 2018 | P | 5,000 | $1.50 | A | 2,616,609 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
- F2The amount of securities beneficially held following the reported transaction was incorrectly reported in the Form 4 filed on September 20, 2018. The corrected amount is now correctly reported herein.