SEC Form 4/A · accession 0001437749-18-001603

BioCardia, Inc. · BCDA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Vice President of Quality

Period of report

Oct 3, 2017

Accepted (ET)

Feb 5, 2018 · 6:25 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000925741

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 3, 2017	M	574,749	$0.15	A	574,749	D
Common Stock^F1	Oct 3, 2017	M	232,842	$0.15	A	807,591	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F2,F3	$0.15	Oct 3, 2017	M	574,749	D	—	Aug 9, 2026	Common Stock	574,749	703,525	D
Employee Stock Option (Right to Buy)^F2,F4	$0.15	Oct 3, 2017	M	232,842	D	—	Aug 19, 2026	Common Stock	232,842	802,870	D

F1The Reporting Person incorrectly listed the number of shares acquired via option exercise and is filing this Form 4 to correct the amount acquired.
F2The Reporting Person incorrectly listed the number of shares exercised under the employee stock option and is filing this Form 4 to correct the amount acquired.
F3One-fourth of the shares subject to the option vest on December 1, 2016 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F4One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.