SEC Form 4 · accession 0001437749-17-000791
BioCardia, Inc. · BCDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon H Stertzer
Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925741
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $0.92 | Jan 13, 2017 | A | 267,000 | A | — | Jan 13, 2027 | Common Stock | 267,000 | 267,000 | D |
Explanation of responses
- F1The option vests and becomes exercisable as to one-third of the shares on January 13, 2018 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.