SEC Form 3 · accession 0001437749-16-040315
BioCardia, Inc. · BCDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Duckers
Officer — Chief Medical Officer
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 2:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No securities beneficially ownedF1 | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $0.15 | holding | — | — | — | — | Aug 9, 2026 | Common Stock | 1,941,738 | — | D |
| Employee stock option (right to buy)F3 | $0.15 | holding | — | — | — | — | Aug 19, 2026 | Common Stock | 1,523,393 | — | D |
Explanation of responses
- F1Not applicable.
- F2One-fourth of the shares subject to the option vest on August 9, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
- F3One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Remarks
Exhibit 24 – Power of Attorney