SEC Form 4 · accession 0001449374-16-000158
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Zugibe
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Jul 18, 2016
Accepted (ET)
Jul 19, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $3.51 | Jul 18, 2016 | A | 521,510 | A | Jul 18, 2016 | Jul 18, 2019 | Common Stock | 521,510 | 521,510 | D |
| Stock Option | $3.861 | Jul 18, 2016 | A | 28,490 | A | Jul 18, 2016 | Jul 18, 2019 | Common Stock | 28,490 | 28,490 | D |