SEC Form 4 · accession 0001010541-17-000009
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Otto C Morch
Director
Period of report
Aug 21, 2017
Accepted (ET)
Aug 22, 2017 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2017 | M | 16,600 | $8.41 | A | 191,436 | D | |
| Common StockF2,F3,F1 | Aug 21, 2017 | F | 6,376 | $8.41 | D | 185,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.23 | Aug 21, 2017 | M | 16,600 | D | Oct 1, 2014 | Oct 1, 2017 | Common Stock | 16,600 | 0 | D |
Explanation of responses
- F1Includes 141,433 shares which may be purchased pursuant to stock options.
- F2No shares were sold on the open market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from option exercises were applied by the Company to cover the purchase price due upon exercise of options.
- F3Closing Stock Price on 8/21/2017