SEC Form 4 · accession 0001010541-17-000008
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic J Monetta
Director
Period of report
Aug 18, 2017
Accepted (ET)
Aug 22, 2017 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2017 | M | 26,600 | $3.23 | A | 263,905 | D | |
| Common StockF2,F3,F1 | Aug 18, 2017 | F | 10,037 | $8.56 | D | 253,868 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.23 | Aug 18, 2017 | M | 26,600 | D | Oct 1, 2014 | Oct 1, 2017 | Common Stock | 26,600 | 0 | D |
Explanation of responses
- F1Includes 132,955 shares which may be purchased pursuant to options.
- F2No shares sold on the open market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from option exercise were applied by the Company to cover the purchase price due upon exercise of options.
- F3Closing Stock Price on 8/18/2017