SEC Form 4 · accession 0001010541-17-000004
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Otto C Morch
Director
Period of report
Nov 14, 2016
Accepted (ET)
Feb 16, 2017 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | M | 10,000 | $3.23 | A | 201,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.23 | Nov 14, 2016 | M | 10,000 | D | Oct 1, 2014 | Oct 1, 2017 | Common Stock | 10,000 | 16,600 | D |
Explanation of responses
- F1Includes 158,022 shares which may be purchased pursuant to stock options.
- F2Exercised 10,000 stock options of the 26,600 stock options issued 10/1/2014, leaving 16,600 options remaining