SEC Form 5 · accession 0001010541-17-000002
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Mandracchia
Officer — VP Legal & Regulatory
Period of report
Dec 31, 2016
Accepted (ET)
Feb 6, 2017 · 9:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 24, 2016 | G | 6,000 | $0.00 | D | 1,621,261 | I | Shares were gifted by spouse to children |
| Common StockF2 | Dec 28, 2016 | G | 10,000 | $0.00 | D | 1,621,261 | I | shares donated by spouse |
| Common StockF2,F3 | Dec 29, 2016 | G | 3,800 | $0.00 | A | 1,621,261 | I | Shares held by children |
| Common StockF2,F4 | Dec 30, 2016 | G | 1,500 | $0.00 | D | 1,621,261 | I | Shares held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were gifted by reporting person's spouse to reporting person's children. Reporting person retained beneficial ownership.
- F2Includes 438,000 shares which may be purchased pursuant to stock options; 443,000 shares held by Reporting Person; 730,461 shares held by Reporting Person's spouse; and 9,800 shares held by Reporting Person's children.
- F3Shares gifted to Reporting Person's children.
- F4Shares donated by Reporting Person's spouse