SEC Form 4 · accession 0001010541-16-000068
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Zugibe
Officer — Chairman, Chief Executive Off · Director
Period of report
Oct 7, 2016
Accepted (ET)
Oct 11, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 7, 2016 | M | 9,300 | $1.02 | A | 4,539,793 | D | |
| Common StockF2,F1 | Oct 11, 2016 | G | 18,750 | $0.00 | D | 4,521,043 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.02 | Oct 7, 2016 | M | 9,300 | D | Oct 10, 2006 | Oct 10, 2016 | Common Stock | 9,300 | 0 | D |
Explanation of responses
- F1Includes 1,103,000 shares which may be purchased pursuant to Stock Options.
- F2Shares were donated (gifted)