SEC Form 4 · accession 0001010541-16-000067
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Mandracchia
Officer — VP Legal & Regulatory, Sec
Period of report
Sep 23, 2016
Accepted (ET)
Sep 26, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 23, 2016 | G | 8,700 | $0.00 | D | 754,961 | I | Owned by spouse |
| Common StockF1,F2 | Sep 26, 2016 | G | 7,000 | $0.00 | D | 747,961 | I | Owned by Spouse |
| Common StockF3 | Sep 26, 2016 | G | 0 | $0.00 | A | 881,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were gifted
- F2Excludes 881,000 shares for which reporting person has direct beneficial ownership
- F3No transaction was involved- reflects holdings in which the reporting person has a direct ownership interest. Includes 438,000 shares which may be purchased pursuant to stock options. Excludes 747,961 shares owned by spouse for which reporting person has an indirect interest.