SEC Form 4 · accession 0001010541-16-000066
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F Coleman
Officer — President, Chief Operating Off · Director
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2016 | M | 6,000 | $0.85 | A | 955,777 | D | |
| Common StockF1 | Sep 14, 2016 | F | 894 | $5.71 | D | 954,883 | D | |
| Common StockF1 | Sep 15, 2016 | S | 1,800 | $5.80 | D | 953,083 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.85 | Sep 14, 2016 | M | 6,000 | D | Nov 20, 2007 | Nov 20, 2017 | Common Stock | 6,000 | 100,300 | D |
Explanation of responses
- F1Includes 575,300 shares which may be purchased pursuant to stock options.