SEC Form 4 · accession 0001010541-16-000060
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nat Krishnamurti
Officer — VP, Chief Financial Officer
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2016 | A | 14,000 | $0.00 | A | 14,000 | D | |
| Common StockF3 | Sep 6, 2016 | S | 5,218 | $6.07 | D | 8,782 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction represents a 14,000 common share grant pursuant to the employment of the reporting person, such shares set aside and issued under the Company's 2008 Stock Incentive Plan and approved by the Company's Board of Directors
- F2The reported transaction reflects sales made by the reporting person for the purpose of making payment of tax liability resulting from the grant of 14,000 shares of the Company's common stock in connection with the commencement of employment of the reporting person.
- F3Sales reported reflect average selling price. Selling price for all shares sold during the day ranged from $6.051 per share to $6.081 per share.