SEC Form 4 · accession 0001010541-16-000050
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F Coleman
Officer — President, Chief Exec. Officer · Director
Period of report
Aug 17, 2016
Accepted (ET)
Aug 17, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2016 | M | 8,100 | $1.02 | A | 955,777 | D | |
| Common StockF2 | Aug 17, 2016 | M | 73,700 | $0.85 | A | 955,777 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.02 | Aug 17, 2016 | M | 8,100 | D | Oct 10, 2006 | Oct 10, 2016 | Common Stock | 8,100 | 0 | D |
| Stock Option (Right to Buy) | $0.85 | Aug 17, 2016 | M | 73,700 | D | Nov 20, 2007 | Nov 20, 2017 | Common Stock | 73,700 | 0 | D |
Explanation of responses
- F1Includes 655,000 shares which may be purchased pursuant to stock options.
- F2Includes 581,300 shares which may be purchased pursuant to stock options.