SEC Form 4 · accession 0001010541-16-000040
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Zugibe
Officer — Chairman, Chief Executive Off · Director
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2016 | S | 60,525 | $4.879 | D | 5,079,268 | D | |
| Common StockF2,F1 | Aug 8, 2016 | S | 173,200 | $4.778 | D | 4,912,993 | D | |
| Common StockF3,F1 | Aug 9, 2016 | S | 366,275 | $4.873 | D | 4,539,793 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,112,300 shares which may be purchased pursuant to options.
- F2Price reported is average selling price. Selling price for all shares sold during the day ranged from $4.76 to $4.86 per share.
- F3Price reported is average selling price. Selling price for shares sold during the day ranged from $4.75 to $5.00 per share