SEC Form 4 · accession 0001010541-16-000036
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F Coleman
Officer — President, Chief Operating Off · Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 29, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2016 | M | 32,500 | $1.40 | A | 955,767 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.40 | Mar 28, 2016 | M | 32,500 | D | Mar 31, 2006 | Mar 31, 2016 | Common Stock | 32,500 | 0 | D |
Explanation of responses
- F1Includes 463,100 shares which may be purchased pursuant to options.