SEC Form 4 · accession 0001010541-16-000035
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kevin J Zugibe
Officer — Chairman, Chief Executive Off. · Director
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2016 | M | 35,000 | $1.40 | A | 4,589,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $1.40 | Mar 23, 2016 | M | 35,000 | A | Mar 31, 2006 | Mar 31, 2016 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1Includes 562,300 shares which may be purchased pursuant to stock options.