SEC Form 4 · accession 0001010541-16-000034
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Buscemi
Officer — Vice President Chief Financial
Period of report
Mar 14, 2016
Accepted (ET)
Mar 14, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2015 | M | 16,625 | $1.40 | A | 366,775 | D | |
| Common StockF2,F1 | Mar 14, 2016 | S | 6,250 | $3.52 | D | 360,525 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.40 | Mar 14, 2016 | M | 16,625 | A | Mar 31, 2006 | Mar 31, 2016 | Common Stock | 16,625 | 0 | D |
Explanation of responses
- F1Includes 253,000 shares that may be purchased pursuant to stock options.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.50 to $3.60 per share inclusive. The reporting person undertakes to provide Hudson Technologies, Inc., any security holder of Hudson Technologies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.