SEC Form 4 · accession 0001010541-15-000030
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Zugibe
Officer — Chief Executive Officer · Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2015 | M | 123,750 | $1.76 | A | 4,663,128 | D | |
| Common StockF1 | Dec 9, 2015 | F | 73,335 | $2.97 | D | 4,589,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.76 | Dec 9, 2015 | M | 123,750 | D | Dec 29, 2005 | Dec 29, 2015 | Common Stock | 123,750 | 0 | D |
Explanation of responses
- F1Includes 597,300 shares which may be purchased pursuant to stock options.