SEC Form 4 · accession 0001010541-15-000028
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Buscemi
Officer — Vice Pres. Chief Financial Off
Period of report
Sep 15, 2015
Accepted (ET)
Sep 16, 2015 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2015 | M | 6,250 | $2.15 | A | 391,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.15 | Sep 15, 2015 | M | 6,250 | D | Sep 30, 2005 | Sep 30, 2015 | Common Stock | 6,250 | 0 | D |
Explanation of responses
- F1Includes 310,875 shares which may be purchased pursuant to stock options.