SEC Form 4 · accession 0001010541-15-000023
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent P Abbatecola
Director
Period of report
Sep 9, 2015
Accepted (ET)
Sep 9, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 9, 2015 | A | 3,278 | $0.00 | A | 234,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $3.05 | Sep 9, 2015 | A | 14,084 | A | Sep 9, 2015 | Sep 9, 2018 | Common Stock | 14,084 | 14,084 | D |
Explanation of responses
- F1Restricted stock grant. All shares vest upon issuance.
- F2Includes 177,083 shares which may be purchased pursuant to stock options.